Ameriprise US | Senior Audit Manager

Responsibilities

• Ameriprise Financial is looking to add a Senior Audit Manager to the team!
• The individual in this role will plan and execute complex portions of the Risk & Control Services plan, including concurrent audit and SOX/MAR/FDICIA compliance activities and presenting objectives and results to various levels of management.
• May act as a project lead on audits or other Risk and Control Services activities.
• The estimated base salary for this role is $122,400 - $168,300/ year.
• In addition, most of our roles are eligible for variable pay in the form of bonus, commissions, and/or long-term incentives depending on the role.
• Execute on a structured approach to evaluate and improve the effectiveness of risk management, control, and governance processes.
• Manage the scope, schedule, and deliverables of work.
• Plan and execute complex portions of the Risk & Control Services plan including audit activities and SOX/MAR/FDICIA compliance activities.
• Present work objectives and results to various levels of management that focus on the impact of control deficiencies.
• Identify control deficiencies, assess exposure and significance, and propose cost effective recommendations.
• Monitor and validate Management Action Plan status.
• Provide leadership to peers and others as needed in the work assigned.
• Manage the scope, schedule, and deliverables of assigned work.
• Coordinate with the appropriate control groups in planning and executing assigned work.
• Ensure work is completed within established timelines.
• Supervise and lead projects, while providing leadership to peers and others as needed in the work assigned.
• Recommend closure of Management Action Plans when actions are complete and identified deficiency has been addressed.
• Supervise and lead assigned projects.
• Recommend changes to Risk and Control Services plan to focus efforts on risk areas and provide value to stakeholders.

Requirements

• Expanded knowledge/understanding across multiple lines of business and/or develop knowledge/understanding in critical subject matter area.
• Ability to transfer knowledge and assist others to expand audit skills and business knowledge.
• Ability to coordinate with appropriate control groups in planning and executing assigned work.
• Solid knowledge and proper application of control and audit theory.
• Certifications in CIA, CISA, CPA, CFSA.
• Working together, in-person, is foundational to how we achieve results.
• Experience with leading multiple projects

Ameriprise US

Ameriprise US is an employer hiring in India. In its own words: "Get financial planning advice and retirement investment advice from Ameriprise financial advisors at ameriprise.com."

Its finance, accounts, audit and tax openings in India are mostly in Minneapolis, Allentown, Melville and Scottsdale.