CIBC | Senior Regulatory Compliance Examiner

Responsibilities

• Our team members have what they need to make a meaningful impact and are truly valued for who they are and what they contribute.
• Relationship Building – You will establish and maintain positive working relationships with CIBC LOBs, Governance Groups, Oversight Functions and Compliance partners and help develop and implement an appropriate regulatory compliance culture, compliance risk and control processes that are effective, cost-efficient that help achieve business objectives.
• You make decisions and take actions that will make a difference today and tomorrow for the programs and the Team.
• We start with your strengths and ambitions as an employee and strive to create opportunities to tap into your potential.
• Our goal for the application process is to get to know more about you, all that you have to offer, and give you the opportunity to learn more about us.
• Compliance & Global Regulatory Affairs (Compliance & GRA) assists our Bank in developing and executing a robust and proactive regulatory compliance and regulatory affairs strategy, and effectively managing regulatory risk.
• You’ll have the flexibility to manage your work activities within a hybrid work arrangement where you’ll spend 1-3 days per week on-site, while other days will be remote.
• Act as a subject matter expert responding to questions from the business and team regarding regulations, best practices and internal policies and procedures.
• You will lead high quality, thorough and timely execution of Regulatory Compliance Management examinations.
• You will have a strong understanding of the CIBC RCM policy.
• You will use your well-developed examinations skills to evaluate the adherence of Oversight Functions to requirements as defined within the RCM policy, as well as identify and recommend areas for improvement.
• Provide a safe environment in which different opinions are welcomed.

Who you are

• Strong Communication and Interpersonal Skills.
• You can demonstrate working experience leading examinations/audits or compliance reviews.
• Strong understanding of the Regulatory Compliance Management policy.
• You have a University Degree/College Diploma or equivalent work experience with a minimum of 3 years’ experience within the compliance/audit industry.
• It is an asset if you have a CPA, CIA, or other relevant designation or certification.
• Your critical thinking skills help to inform your decision making.
• We seek applicants with a wide range of abilities and we provide an accessible candidate experience.
• We may ask you to complete an attribute-based assessment and other skills test (such as simulation, coding, French proficiency).
• Strong Teamwork – Share your knowledge and assist team members with their examinations, and help to implement changes as required to strengthen the Compliance Testing Program.

CIBC

CIBC is an employer hiring in India (sector: BFSI / Investments / Insurance). In its own words: "Bank on your terms with CIBC – whether it’s in person, over the phone or online, CIBC has you covered."

Its finance, accounts, audit and tax openings in India are mostly in Toronto, Montréal, Sudbury and Vancouver.

• Industry: BFSI / Investments / Insurance