Invesco US | Senior Principal, Fund Assurance

Responsibilities

• The role drives a scalable assurance framework through effective governance, risk monitoring, and accountability practices while ensuring regulatory compliance.
• Success in this role requires strong accounting and regulatory expertise, sound judgment, and the ability to influence outcomes through collaboration and data-driven insights.
• The above information on this description has been designed to indicate the general nature and level of work performed by employees within this role.
• It is not designed to contain or be interpreted as a comprehensive inventory of all duties, responsibilities and qualifications required of employees assigned to this job.
• The job holder may be required to perform other duties as deemed appropriate by their manager from time to time.
• Ensure execution of SQP tools: Issue log, open items, KPIs and Sentiment indexes to drive strong outcomes at the TPAs.
• Partnering closely with Fund Assurance leadership and key stakeholders to strengthen execution quality, control integrity, and risk-based oversight across multiple product types and operating models.
• Supporting strategic initiatives such as fund launches, reorganizations, mergers, liquidations, and operating model changes by performing readiness assessments and advising on scalable control design.
• Providing expert review and challenge over NAVs, financial statements, distributions, and regulatory filings to ensure accurate, consistent, and well-controlled application of accounting standards.
• Identifying root causes, systemic risks, and control gaps, and leading remediation or enhancement efforts that improve operational resilience, transparency, and consistency across the platform.
• Serving as a senior assurance lead and technical escalation point for complex, non-routine fund accounting matters across mutual funds, ETFs, and alternative or complex products, including NAV exceptions, pricing issues, capital activity, and structural events
• Applying independent judgment to assess accounting, operational, and control issues, ensuring appropriate treatment in accordance with regulatory guidance, GAAP, internal policy, and risk management expectations
• Advising on accounting, operational, and control considerations related to complex investment exposures, including derivatives, structured instruments, private or less-liquid investments, and non-standard pricing inputs as they impact NAV and reporting
• Driving innovation and process enhancement opportunities through automation, data analytics, exception-based review practices, and improved use of fund accounting systems and reporting tools, with a focus on advancing, standardizing, and institutionalizing the ABOR data platform globally as a core enabler of scalable, risk-based assurance.
• Acting as a senior liaison with internal partners, auditors, third-party administrators, custodians, and technology or data teams on complex accounting, oversight, and reporting matters
• Coaching and influencing fund assurance professionals through technical leadership, assurance expertise, and continuous improvement mindset, without direct formal line management responsibility

Requirements

• Advanced understanding of accounting, operational, risk, and control requirements across diverse fund structures, strategies, and service delivery models.
• Strong technical expertise in NAV calculation, pricing, reconciliations, financial reporting, regulatory compliance, and oversight of third-party administration environments.
• Demonstrated experience supporting audits, SOX controls, assurance reviews, and regulatory examinations, including matters involving complex or non-standard investment structures.
• Proven ability to independently assess and resolve high-complexity, high-risk accounting or control issues with sound judgment and clear decision-making.
• Strong analytical and problem-solving skills, with the ability to identify themes, assess root causes, and translate findings into practical process or control improvements.
• Advanced proficiency with fund accounting systems, data tools, and reporting platforms, with experience leveraging technology, automation, and analytics to enhance oversight and operating efficiency.
• Experience leading or influencing innovation, process modernization, or technology-enabled transformation initiatives within fund accounting, operations, or assurance environments.

Invesco US

Invesco US is an employer hiring in India (sector: BFSI / Investments / Insurance). In its own words: "Invesco Mutual Fund offers equity, debt, hybrid & ETF schemes tailored to your goals."

Its finance, accounts, audit and tax openings in India are mostly in Atlanta, Houston, New York and Dallas.

• Industry: BFSI / Investments / Insurance