Nuveen US | Financial Planning Advisor - Seattle, WA

Key responsibilities and duties

• Manages and grows individual relationships with high-net worth and complex clients across all products and services, focusing on building book of businesses, strengthening relationships, and growing and retaining assets.
• Develops and implements strategic and tactical plans with strong considerations to client challenges.
• Reviews client information, including financial statements, risk investment profile and cash availability.
• Performs investment research and stays informed of developments in security markets in order to provide clients with up to date financial guidance.
• Works in a team environment to maintain a book of business and meet or exceed annual sales targets.
• Builds and solidifies client relationships pre- and post-retirement with the goal of developing first call status for all financial planning needs.

Requirements

• Working in a team environment, grows book of business through identifying value-add products and services for clients and develops additional business through referrals.
• Minimum of 3 years of experience in wealth management, financial planning, or a related advisory role.
• FINRA Series 7 and 66 (or a combination of Series 63 & 65), or ability to obtain all required licenses within 120 days of start date.
• Demonstrated experience managing client relationships and delivering tailored financial solutions.
• Working knowledge of investment products, financial planning principles, and applicable regulatory requirements.
• Strong communication and interpersonal skills with the ability to build trust with high-net-worth clients.
• Bachelor's degree in finance, economics, business administration, or a related field

Nuveen US

Nuveen US is an employer hiring in India (sector: BFSI / Investments / Insurance).

Its finance, accounts, audit and tax openings in India are mostly in Dallas, Chicago, Charlotte and Syracuse.

• Industry: BFSI / Investments / Insurance