RSM US US | Manager, Risk and Compliance

Responsibilities

• This role is responsible for preparing certification artifacts, supporting risk assessments, collecting and validating evidence, and ensuring release readiness.
• The role focuses on producing high quality, inspection ready documentation, and escalating complex matters to senior leaders as needed.
• As such, pay for the successful candidate(s) could fall anywhere within the stated range.
• Individuals selected for this role will be eligible for a discretionary bonus based on firm and individual performance.
• You’ll find an environment that inspires and empowers you to thrive both personally and professionally.
• Working closely with product, engineering, and delivery teams, the Manager provides hands on risk and compliance support and helps address issues as they arise.
• Execute certification activities for Assurance Digital products and platforms under established standards and guidance.
• Prepare certification artifacts, including procedures performed, evidence collection, conclusions, and draft release recommendations.
• Support pre release readiness and post release follow up activities.
• Support risk assessments for new products, enhancements, and material changes, including documenting risks and proposed mitigations.
• Track risk treatment actions and remediation items through completion, escalating issues as needed.
• Perform quality checks on evidence and certification materials to ensure completeness, accuracy, and inspection readiness.
• Maintain certification records, findings logs, and evidence repositories.
• Partner with product, engineering, and delivery teams to gather inputs, clarify requirements, and support compliance activities.
• Serve as a day to day Risk & Compliance contact for assigned initiatives, escalating complex issues to Associate Directors or Directors.
• Support compliance governance forums through preparation of materials, status reporting, action tracking, and follow ups.
• Assist with audit, inspection, peer review, and internal oversight requests.

Requirements

• Degree: Bachelor’s degree in accounting, Information Systems, Business, Computer Science, or related field - required.
• Certification: CPA, CISA, CRISC, AIGP, AAIR, AAISM or similar - preferred.
• Familiarity supporting SOC 1/SOC 2 reporting concepts.
• Exposure to cloud environments (Azure/AWS/GCP) and related control considerations.
• Exposure to data and AI governance, model risk management frameworks, or emerging technology compliance.
• Knowledge of external audit workflows and the importance of audit quality, documentation, and evidence.
• Experience working with IT control frameworks (e.g., COSO, COBIT, ITIL) and common technology risk concepts.
• Experience partnering with product or technology teams to clarify requirements, obtain evidence, and drive follow-through on remediation actions.
• RSM will consider for employment qualified applicants with arrest or conviction records.
• At RSM, an employee’s pay at any point in their career is intended to reflect their experiences, performance, and skills for their current role.

RSM US US

RSM US US is an employer hiring in India (sector: Audit / Consulting / Advisory). In its own words: "RSM US LLP is the leading U.S."

Its finance, accounts, audit and tax openings in India are mostly in Chicago, Boston, New York and Dallas.

• Industry: Audit / Consulting / Advisory