State Street US | Global Treasury and Finance Audit, AVP

Responsibilities

• The role will primarily cover liquidity risk, interest rate risk in the banking book, investment portfolio, governance, and related regulatory reporting.
• The successful candidate will combine strong audit execution and leadership skills with practical knowledge of Treasury risk management.
• The individual will lead assigned audit teams through planning, testing, issue development, and reporting.
• The range quoted above applies to the role in the primary location specified.
• If the candidate would ultimately work outside of the primary location above, the applicable range could differ.
• It is unlawful in Massachusetts to require or administer a lie detector test as a condition of employment or continued employment.
• Lead complex audits across Global Treasury, from planning, through testing, issue development, and final reporting.
• Plan and perform controls testing, including walkthroughs, sample selection, inspection of evidence, reperformance and evaluation of operating effectiveness.
• Evaluate Treasury processes against applicable regulatory requirements, supervisory guidance, internal policies, and established risk limits.
• Communicate testing status, emerging concerns, scope changes and delivery risks promptly to audit management, together with fact-based analysis and proposed solutions.
• Build constructive relationships across the lines of defense while maintaining audit independence and objectivity.
• Maintain current knowledge of Global Treasury risks, regulatory expectations and industry practices, particularly in liquidity risk, asset-liability management and interest rate risk.
• Collaborative approach and ability to provide clear direction and review feedback to audit team members.
• Direct audit teams assigned to individual engagements, establish clear expectations, monitor delivery, review workpapers, and coach team members throughout the engagement.
• Use data analytics to support testing, identify anomalies and enable continuous monitoring where appropriate.

Requirements

• Strong analytical and professional judgment, including the ability to identify the risks that matter and develop well-supported conclusions.
• Ability to independently manage multiple priorities, meet commitments and escalate obstacles early in a fast-paced environment.
• Ability to research, interpret and apply regulatory requirements and supervisory expectations relevant to Treasury and liquidity requirements and supervisory guidance.
• At least 5 years of relevant experience in internal audit, Global Treasury, public accounting, or another first- or second-line risk management role.
• Experience leading significant workstreams and audit engagements.
• Advanced degree or certification, Certified Public Accountant (CPA), Certified Internal Auditor (CIA), or Chartered Financial Analyst (CFA) designation or its equivalent preferred.

State Street US

State Street US is an employer hiring in India (sector: BFSI / Investments / Insurance). In its own words: "For us, success comes in the mark we make as an organization– for the industry, our clients, our communities and each other."

Its finance, accounts, audit and tax openings in India are mostly in Boston, Quincy, Clifton and Kansas City.

• Industry: BFSI / Investments / Insurance