Explore the current CA Samaaj capital-markets collection on demat operations, nominations and mutual fund plan structures.
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A practical guide to SEBI nomination rules for demat accounts and mutual fund folios, including nominee vs legal heir, opt-out, multiple nominees, joint holdings and an investor review checklist.
A practical comparison of Direct and Regular mutual fund plans in India, covering expense ratios, separate NAVs, distributor costs, Growth vs IDCW confusion and a decision framework for investors.
A practical guide to SEBI's Basic Services Demat Account, covering eligibility, nil AMC up to ₹4 lakh, the ₹100 AMC slab up to ₹10 lakh, quarterly reassessment and investor checks.
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File a SEBI SCORES complaint against a broker, depository participant, mutual fund or listed company the right way: what SCORES covers, the one-year limit, the 21-day ATR, both review levels and when SMART ODR applies.
A practical guide to Rule 9B for private companies, covering the small-company test, 18-month compliance trigger, special timelines, transfer and issue restrictions, ISIN requirements and PAS-6.
A practical guide to SEBI's RPT approval information framework: the ₹1 crore relief, the lower-of-1%-or-₹10-crore Annexure-13A band, what audit committees and shareholders should receive, and why these information thresholds are not approval exemptions.
A practical guide to identifying a material subsidiary under SEBI LODR, separating the general 10% definition from Regulation 24(1)'s 20% test, and applying governance, disposal and secretarial-audit controls.
Learn when confidential company information becomes UPSI, how the expanded categories and media-rumour rule affect the decision, and what to record in a classification note.
A practical Regulation 23 guide for listed entities covering RPT identification, prior audit committee approval, current Schedule XII materiality thresholds, shareholder approval and a finance-team control checklist.
A practical guide to SEBI insider-trading compliance for listed companies, covering designated persons, trading-window closure, pre-clearance, contra trades, immediate relatives and the Structured Digital Database.
A practical guide to SEBI LODR Regulation 30: Para A versus Para B, materiality thresholds, disclosure timelines, governance controls and a working compliance checklist.
A practical guide to SEBI PIT trading-window closures: when the window closes, the 48-hour financial-results rule, pre-clearance, contra trades, trading plans and compliance controls.
A practical SEBI PIT guide to structured digital databases: who must maintain an SDD, what UPSI-sharing details to record, internal and external transmission, technology controls and the eight-year retention rule.
A practical guide to SEBI's Basic Services Demat Account, covering eligibility, nil AMC up to ₹4 lakh, the ₹100 AMC slab up to ₹10 lakh, quarterly reassessment and investor checks.
A practical comparison of Direct and Regular mutual fund plans in India, covering expense ratios, separate NAVs, distributor costs, Growth vs IDCW confusion and a decision framework for investors.
Using this collection
The current collection focuses on three investor-operation topics: demat account facilities, nominations and direct-versus-regular mutual fund plans. Broader securities-law subjects such as LODR, insider trading and ICDR are not yet represented in the published guides.
The published collection presently helps with demat account facilities, nomination consequences and direct-versus-regular mutual fund plans. It is not presented as a complete listed-company or securities-law library.
Account limits, charges, nomination facilities and mutual-fund disclosures can change. Check the relevant depository, intermediary, scheme document and current SEBI material before making an operational or investment decision.
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