Axis AMC
Axis AMC | Deputy Manager - Surveillance
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Job Highlights
Key responsibilities
- Management practices and policies. To monitor a firm’s trading activity using surveillance.
- Assisting team members with daily reviewing and analyzing of surveillance s and/or.
- Review of various modes of recorded communication, i.e. chats, voice, CCTV etc. used by the investment team and identify any unusual activity and potential risk issues.
- Participating in periodic review of surveillance s to ensure optimal quality is being.
- Assisting with the UAT of new system enhancements/Model reviews as appropriate.
- Assisting with the design and implementation of new surveillance s as well as refinement.
- Assisting management in their response to inquiries or requests from internal partners (e.
- Gathering and analyzing trades data to assist in the firm’s response to inquiries received from Exchanges/SEBI or other regulatory bodies.
Requirements
- Relevant trade surveillance experience with a broker/financial institution in business.
- Basic understanding and knowledge of trading mechanisms across different financial.
- Product knowledge across the various asset class types: Equities, Fixed Income, Derivatives.
- Prior Mutual Fund related experience/Knowledge of Bloomberg system would be an added.
- Experience: 0 - 3 Years
About the company
Axis AMC
Axis AMC is an employer hiring in India (sector: BFSI / Investments / Insurance). In its own words: "Mutual Fund Investment: Axis Mutual Fund offers one of the top-performing mutual fund schemes with a low minimum investment, SIP options, NAV history, and more."
Its finance, accounts, audit and tax openings in India are mostly in Mumbai.
