Bajaj Finance
Bajaj Finance | Unit Manager - Compliance
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Job Highlights
Responsibilities
- Conduct sample-based and thematic review of closed AML alerts to assess quality and consistency of investigations.
- Perform analytical review of AML transaction monitoring alerts and identify unusual trends.
- Prepare periodic MIS on alert volumes, productivity, closure trends, backlogs, and exceptions.
- Assist in monitoring compliance with internal AML/CFT policies, RBI guidelines, and PMLA requirements.
- Support preparation of regulatory submissions, audit requirements.
- Analyze large datasets using Excel and other analytical tools to identify risk patterns.
- Maintain documentation and audit trail of analytical reviews performed.
- Support development of dashboards and key risk indicators relating to AML monitoring.
- Review of closed AML alerts to identify quality issues, trends, and emerging ML/TF risks.
- Tracking closure quality and TAT adherence for AML investigations.
- Escalate significant deficiencies, suspicious trends, and process gaps to reporting manager.
Requirements
- Basic understanding of RBI KYC Directions, PMLA, AML/CFT requirements, and transaction monitoring concepts.
- Strong analytical and problem-solving skills.
- Good knowledge of MS Excel, PowerPoint, and data analysis techniques.
- Ability to work with large datasets and generate meaningful insights.
- Good written and verbal communication skills.
- Attention to detail and investigative mindset.
- Ability to work independently and manage multiple assignments.
- Knowledge of AML systems, transaction monitoring tools, SQL, Power BI, or data analytics tools will be an added advantage.
- Professional certifications in AML/KYC, Financial Crime Compliance, or Data Analytics will be an added advantage.
- 1 to 3 years of experience in Operations, AML Operations, KYC, RCU, Risk Analytics, Internal Audit, or related functions.
- Prior exposure to transaction monitoring alerts, AML investigations, MIS preparation, or data analytics would be preferred.
- Graduate / Post-graduate in Commerce, Finance, Management, Statistics, Economics, or related discipline.
About the company
Bajaj Finance Limited
Bajaj Finance Limited is one of India's largest non-banking financial companies. Incorporated in 1987 as Bajaj Auto Finance Limited and renamed in 2010, it is headquartered in Pune and is a subsidiary of Bajaj Finserv Limited. It is regulated by the Reserve Bank of India as a deposit-taking NBFC in the upper layer of RBI's scale-based framework, and its shares are listed on the NSE and BSE.
Its businesses span consumer lending and payments, SME and commercial lending, rural lending, fixed deposits and digital lending, with home loans offered through its subsidiary Bajaj Housing Finance. Beyond its large sales and service teams, Bajaj Finance hires CA, CMA, CFA and MBA (Finance) profiles into finance and accounts, taxation, treasury, internal audit, credit underwriting, risk and compliance roles.
