Bank of America India | Senior Manager

Responsibilities

• This team in GCOR Trade surveillance will work very closely with the APAC Regional Trade Suverillance teams to conduct surevillance efforts on fixed income and equities
• Individual will be responsible for monitoring trading activities across multiple asset classes for market abuse and manipulation.
• The individuals will also be responsible for investigating potential compliance/control room issues with multiple levels of management for appropriate disposition
• Perform trade surveillance on restricted and watch listed securities.
• Conduct trade surveillance to monitor market abuse across asset classes (equity, fixed income and derivatives trading).
• Monitor trading activity using various exceptions based reports.
• Liaising with upper management, preparing and presenting monthly reviews to senior management.
• Managing day to day process requirements.
• Analyze T+1 trading data on trade surveillance platforms for potential compliance issues.
• Investigate potential compliance issues with management and document findings.
• Work with the global compliance teams to document findings.
• Analyze and organize data, identifying any trends in a timely manner.
• Maintain accurate, organized and current compliance records and documentation in a manner consistent with the department’s needs.
• Participate in the Parameter Review process for the Trade Surveillance models.
• Conducting LOB/GBS Executive presentations, including routine and monthly connects.
• Train and set up a strong, fungible /Cross trained pool of resources within the GBS Trade Surveillance team.
• Conducting employee performance discussions.
• Enables smooth migrations of work to GBS from onshore and maintaining/creating LOB confidence for the GBS team.

Experience range

• Working closely with the Line of Business (LOB) to understand the process and managing LOB process expectations.
• Experience in capital markets operations with a thorough understanding of trade life cycle and surveillance functions.
• Working knowledge of derivative products.
• Strong analytical, interpersonal, organizational, and time management skills.
• Excel skills and attention to detail.
• Strong English written and verbal communication skills.
• Experience in working with Surveillance applications like Actimize, SMARTS.
• Ability to work in a high-energy and dynamic environment.
• Ability to multi-task, assist in critical items/projects and those that require extensive research, while independently prioritizing his/her workload.
• Ability to analyze large sets of data to develop and present executive level reporting.
• Experience in operating on a global scale, across multiple functions/regions and with multiple stakeholder.
• Strong capital market knowledge

Bank of America

Bank of America is one of the largest banks in the United States, serving individuals, businesses and institutions with banking, investing, asset management and risk-management products.

Its Indian operations and technology centres support the global bank. Finance professionals typically work in operations, financial reporting, regulatory, risk and audit roles.

• Industry: Banking and financial services
• Headquarters: Charlotte, North Carolina, USA
• In India: Corporate and investment banking, plus operations and technology centres in Mumbai, Hyderabad, Chennai and GIFT City (Gandhinagar)