Deutsche Bank India
Deutsche Bank India | KYC Quality Assurance, SME, AS
Upload your resume & find all jobs matching it
See how well this job fits you — plus every other live job that matches your skills and experience.
PDF, DOCX or photo
Applying here? Tailor your resume to this job - see which keywords it asks for that your resume is missing.
Job Highlights
Responsibilities
- The role’s key responsibility is to participate in the implementation of a globally consistent Quality Assurance (QA) framework to assure that KYC controls are robust and correctly executed across the bank.
- You will report to the BRC KYC QA Global Team Lead, in terms of guidance and authority and is guided by him/her in terms of strategic issues, compliance, etc.
- Support the QA Team Lead in DIPL to implement a globally consistent KYC QA Program.
- Review KYC files on a sample basis by applying the QA methodology to deliver an objective review of client files for APAC locations.
- Identify risks within the KYC documentation and confirm issues have been remediated and/or appropriately escalated through the escalation process.
- Ensure that QA is performed in compliance with the relevant policy, procedures, and testing standards.
- Interactions with key stakeholders across the business and collaborating with other teams as required.
- Prepare reports and MI which are concise, timely and provide value to business and management to continuously improve KYC controls and mitigate risks.
- Maintain the Private Bank KYC QA approach and methodology consistent and up to date.
- Operate as a KYC Quality Assurance SME with the Private Bank KYC QA function
- Compiling reports and trend analysis in preparation for discussion with key Stakeholders, identifying key issues and areas for improvement.
- Keeping abreast of all regulatory developments which may impact monitoring requirement.
- Assist on projects as required
Your skills and experience
- Experience working in financial crimes in a financial institution.
- Working knowledge of international banking business and products. US Wealth Management KYC experience is preferred.
- Experience with regulators and managing regulatory examinations.
- Experience of working within a multinational organisation(s).
- Good understanding and application of relevant AML & KYC regulation and legislation.
- Understanding and application of relevant AML & KYC regulations and legislation will be given preference (including but not limited to.
- Strong communication skills, both written and verbal, with an ability to communicate effectively with Compliance, the line of business, and technical team members, with the ability to influence stakeholders.
- A basic understanding of financial crime risks and internal controls.
- Analytical, with the ability to provide practical solutions for minimizing risk.
- Able to work independently to manage projects and deliverables to completion.
- Able to remain calm under pressure while maintaining high energy levels.
- Able to manage many competing deliverables effectively for on-time delivery.
- Self-starter and able to recognize opportunities for improvement and to act on those opportunities.
About the company
Deutsche Bank
Deutsche Bank is a leading German bank, founded in Berlin in 1870 and headquartered in Frankfurt. Its businesses span the Corporate Bank, the Investment Bank, the Private Bank and asset management through DWS, serving companies, institutions and individuals worldwide.
Deutsche Bank has been present in India since 1980. Besides its branch banking business, its Indian centres in Mumbai, Pune, Bengaluru and Jaipur support the group globally in technology, operations and finance. Finance professionals typically work in financial control, product control, regulatory reporting, tax, internal audit and risk.
