Deutsche Bank India | Vigilance Officer, VP

Responsibilities

• The incumbent is to ensure measures are in place that operate in accordance with RBI guidelines.
• In addition, the incumbent is responsible for preventing, detecting and overseeing investigations pertaining to any allegations or instances of fraud and financial crime, from both an internal and external perspective.
• The role will report to the Head of Compliance and Chief Operating Officer (COO), DBAG India.
• an effective problem solver within the commercial environment; and you will have excellent interpersonal and communication skills.
• Responsible for reviewing all pending matters, such as investigation reports, disciplinary cases and other vigilance complaints/cases on a periodic basis and take necessary steps for expediting action on those matters.
• Owning and Implementing the Deutsche Bank Group Anti-Fraud Policy and Mandatory Time Away policy across all lines of business.
• Development of investigative referrals through data research, analysis, and liaising with internal and external stakeholders.
• Participating in financial crime risk assessments relating Anti-Fraud, Bribery and Corruption.
• Reviewing activities that have been referred to the CIV, that are identified through the application of detection programs within the region, such as the Mandatory Time Away and Non Standard Behaviour programs.
• Build relationships with peers in Legal and Compliance, as well as stakeholders within the various lines of business across the region.
• Assist with the management of Regional and local fraud prevention and detection projects.
• Responsible for data sourcing and management (e.g. quality assurance, first-level analysis, and the production and distribution of Management Information).
• Responsible for ensuring RBI regulatory reporting of Anti-Fraud topics as required under local regulations within the regulatory timelines.
• Assist in the development of AFBC compliance training and provision of such training to the business as requested/required.
• Support Regional Head of AFBC to review cases and implement anti-fraud related projects/ programs in the region when directed.
• Work with internal and external teams to identify risk factors and trends of abnormal activity and effect change with respect to coordinating policy and procedure changes.
• Support the undertaking of risk assessments specific to ABC risks in India.
• Support the business in India in its management of bribery and corruption risk.
• Assist the Regional Head of AFBC, APAC with inspections, reviews and enquiries undertaken by regulators relating to AFBC risk in India.
• Training and development to help you excel in your career.
• Close liaison and co-operation between the law enforcement authorities and the administrative authorities during the course of an inquiry and investigation and the processing of individual referred cases, where DBAG India is a complainant.
• Documenting investigative outcomes in the form of comprehensive investigation reports;
• Assist with tracking emerging AFBC legislation and regulation relevant to the business lines in India and assist in the development and implementation of new policies and procedures and controls in order to address new legislative or regulatory requirements.

Your skills and experience

• At least 15 years of proven track record in fraud, AML, ABC, corporate or law enforcement investigative experience.
• CIV should be experience, track record, proven integrity and ability to inspire confidence among personnel in the organization.
• Knowledge of financial products, frauds and trends.
• A strong understanding of applicable legal statutes as they relate to financial crimes (including fraud, bribery and corruption) and a working knowledge in applying these laws to crimes for prosecution of offenders.
• Excellent communication skills both written and verbal.
• Strong planning and organizational skills.
• The ability to manage and develop other team members.
• The ability to build relationships with other investigative stakeholders both within the bank and also externally.
• Experienced in fraud and/or bribery and corruption investigation.

Deutsche Bank

Deutsche Bank is a leading German bank, founded in Berlin in 1870 and headquartered in Frankfurt. Its businesses span the Corporate Bank, the Investment Bank, the Private Bank and asset management through DWS, serving companies, institutions and individuals worldwide.

Deutsche Bank has been present in India since 1980. Besides its branch banking business, its Indian centres in Mumbai, Pune, Bengaluru and Jaipur support the group globally in technology, operations and finance. Finance professionals typically work in financial control, product control, regulatory reporting, tax, internal audit and risk.

• Industry: Banking and financial services
• Headquarters: Frankfurt am Main, Germany
• In India: Branch banking plus large global capability centres in Mumbai, Pune, Bengaluru and Jaipur