EY India | Consultant - Regulatory Compliance - Financial Services - Mumbai

Responsibilities

• We’re looking for passionate leaders with strong vision and a desire to stay on top of trends in the risk industry.
• If you have a genuine passion for helping businesses achieve their full potential, this role is for you.
• You will be responsible for executing client related engagements in the areas of governance, risk & compliance (GRC), internal audits, process reviews, standard operating procedures, enterprise risk management, revenue assurance.
• Preparing MIS for senior management and providing advisory support to business units.
• Preparing regulatory compliance checklists, tracking/logging regulatory interactions.
• Support the engagement team by developing status update presentations and decks for the client on a periodic basis.
• Assist and share knowledge with team members, Seniors and Managers in developing new methodologies and internal initiatives and participate in performing procedures especially focusing on complex, judgmental and/or specialized issues.
• Work with the team and the client to create plans for accomplishing engagement objectives and a strategy that complies with professional standards and advise clients to understand and manage their business risks and verify the validity of their business information
• Maintain relationships with client management to manage expectations of service, including work products, timing, and deliverables.
• Assess internal controls and SOX framework in order to mitigate risk and apply it to client situations

Skills and attributes for success

• Experience working with a Bank / Financial Institution’s Regulatory Compliance department with knowledge of interpreting regulations/circulars/laws as received from regulatory bodies.
• Demonstrate a thorough understanding of compliance, financial, and operational risks along with performing internal control testing, develop internal audit plans, and provide internal audit services on an outsourcing basis.
• Bring and utilize extensive knowledge of the client's business/industry to identify technological developments and evaluate impacts on the client's business.
• Demonstrate excellent project management skills, inspire teamwork and responsibility with engagement team members, and use current technology/tools to enhance the effectiveness of deliverables and services.
• 2-6 year of post-qualification experience working in regulatory compliance role with a Bank / Financial Institution’s.

EY (Ernst & Young)

EY is one of the Big Four professional services networks, providing assurance, tax, consulting and strategy-and-transactions services. The network in its present form came from the 1989 merger of Ernst & Whinney and Arthur Young.

In India, EY member firms and EY Global Delivery Services employ large finance teams. Typical openings for chartered accountants and finance professionals are in financial accounting advisory (FAAS), audit, tax, risk and transaction services.

• Industry: Assurance, tax, consulting and transactions (Big Four)
• Headquarters: London, UK
• In India: EY member firms and EY Global Delivery Services centres in several Indian cities