Intuit India | Lead Internal Auditor - Licensed Entity and Regulatory Audit

Responsibilities

• Come join Intuit’s Internal Audit department as a Lead Internal Auditor in our Center of Excellence (CoE) audit team.
• This role will report to the CoE Senior Manager based in Bangalore, focusing on licensing and regulatory audits at Intuit.
• Lead and execute integrated audits with a focus on regulatory and compliance requirements covering U.S. and international licensed entities, with limited management oversight.
• Identify scope to assess and evaluate risks within an end-to-end process to develop a risk-based audit scope and test plan.
• Manages and executes walkthroughs of key processes to identify risks and create process documentation.
• Design and execute test plans that address significant risks and ensure test conclusions are properly supported and documented.
• Implement data analytics techniques where appropriate to test populations or alternative test strategies for complex, data driven processes.
• Act in an advisory and consulting role, including the monitoring of management's progress on remediation activities.
• Draft impactful and persuasive written audit reports to specified standards with minimal editorial changes, providing clear and sufficient evidence to support recommendations and audit findings.
• Develop strong relationships with employees at all levels of the organization to influence and foster a risk and control mindset.
• Drive department-wide initiatives focused on improving internal processes/procedures and responding to new guidance.
• Build institutional knowledge of Intuit’s products, systems, and processes; and stay current with industry trends and emerging risks, including regulatory compliance requirements.
• Document audit procedures that consistently meet Institute of Internal Audit (IIA) standards

Qualifications

• BA/BS degree in Business or Accounting, MS or MBA is a plus, or equivalent experience.
• 7+ years of relevant work experience in Big 4 Public Accounting, Internal Auditing, and/or in the financial services industry, with a proven track record of project leadership or mentoring junior auditors/third party resources.
• Strong understanding of regulatory and compliance audits, ability to perform more complex data analytics, and good knowledge of general IT controls.
• Strong knowledge of US/UK/EMEA payments and banking laws and regulations are preferred but not required.
• Prior experience in global (preferably US based) Internal audit organization in technology or FinTech companies, working with a cross geographical team preferred.
• Ability to work in a rapidly changing environment and adapt to change very quickly.
• Ability to work flexible hours to ensure adequate overlap with global stakeholders.
• Experience managing audits within a complex operational and regulatory environment.
• Must possess strong attention to detail, excellent organizational and multitasking skills.
• Ability to proactively look ahead, anticipate questions, independently assess risk, and think critically and creatively to achieve the best outcome.
• Demonstrate influencing skills including the ability to explain complex topics in simple terms.
• Excellent written communication, oral communication, and interpersonal skills to engage, influence action, and drive change.
• Must be able to be hybrid out of the Bangalore office 3 times a week.
• Pay offered is based on factors such as job-related knowledge, skills, experience, and work location.

Intuit India

Best known for TurboTax and QuickBooks, Intuit is a US financial technology company founded in 1983 by Scott Cook and Tom Proulx. It is headquartered in Mountain View, California, and its shares trade on Nasdaq under the symbol INTU. Its products help consumers and small businesses with tax returns, bookkeeping, credit and marketing: besides its two best-known brands it owns Credit Karma and Mailchimp, and it also offers Intuit Enterprise Suite. The company's Indian arm, Intuit India, works from a campus at Bellandur in Bengaluru, where its teams cover software engineering, product management, design and data.

The Bengaluru office also has a finance function, and recent roles there include senior accountant and senior revenue accountant positions and a lead internal auditor for licensed-entity and regulatory audits. One posting prefers a Chartered Accountant or CPA with at least four years of experience. Another asks for a degree in business or accounting, counts an MS or MBA as a plus, and prefers certifications such as CPA, CIA, CAMS or CISA.

• Industry: Financial software and technology: tax, accounting, credit and marketing products (TurboTax, QuickBooks, Credit Karma, Mailchimp)
• Headquarters: Mountain View, California, United States (Intuit Inc.)
• In India: Intuit India, with its campus at Bellandur, Bengaluru