JPMorgan Chase India | Compliance Manager - Associate

Job responsibilities

• As an Associate in the Compliance team, you will be responsible for supporting regulatory compliance and conduct risk management for JPMorgan Chase Bank, N.A.
• Update various decks for location Governance forums related to CCOR updates.
• Ensure timely updates of LRCM and OLO entries.
• Assist in the conduct of regulatory exams, track the action points, and prepare status reports thereon.
• Scrutinize PAD, licensing, and training records/requests and assist in approval in conjunction with the responsible LOB.
• Review various customer communications sent periodically by LOB Compliance.
• Conduct first-level review of bespoke requests sent to the regulator for client/transaction-specific approval as per India local regulations.
• Provide compliance views on queries raised by the Payments Operations Team.
• Consolidate feedback from various CCOR stakeholders (GFCC, Regional CCOR, Sanctions) for one sign-off on NBIA and PSCM initiatives.
• Track submissions to local regulatory queries and follow up with various teams.
• Conduct annual or ad-hoc risk assessments.
• Advise on regulatory matters related to general banking, including credit, liquidity, trade finance, and cash management.

Requirements

• Minimum 5-7 years relevant experience in compliance, risk or regulatory roles.
• Be able to demonstrate an ability to interpret financial regulations and regulatory requirements and assess operational Compliance with those requirements.
• Strong communication, interpersonal and influencing skills.
• The candidate should have the ability to establish credibility and strong partnerships with business partners and other support functions.
• Strong analytical, problem-solving skills, attention to detail and be able to demonstrate a good knowledge of control design and root cause analysis.
• Self motivated with an ability to work independently, execute reviews within defined timescales and ability to manage multiple assignments simultaneously.
• Ability to work in a demanding environment and deliver quality results.
• Chartered Accountant, Master’s degree, or other closely related professional qualification will be beneficial.

JPMorgan Chase

JPMorgan Chase & Co. is one of the world's largest financial services firms, active in investment banking, commercial banking, asset and wealth management, and payments.

Its Indian global centres support the firm worldwide in finance, accounting, tax, controllership, risk, operations and technology. Typical roles for CAs and CPAs are product control, financial reporting, tax and regulatory reporting.

• Industry: Banking and financial services
• Headquarters: New York, USA
• In India: Corporate and investment banking in Mumbai; global corporate centres in Mumbai, Bengaluru and Hyderabad