JPMorgan Chase India | Investment Compliance

Responsibilities

• As Compliance Reporting Lead you will act as a change agent, providing technical expertise for compliance projects and ensuring proper rule coding.
• Your role will involve developing innovative solutions tailored to client needs, maintaining and updating fund rules, and assisting in breach resolution.
• You will need to stay informed on industry practices and regulations, and focus on solving complex client requests, interpreting investment mandates, and coding rules.
• Create, maintain and test logical rules automatically applied to the financial instruments owned by J.P.Morgan's clients.
• Ensure that rules are established in accordance with the Client Investment Agreement and adapt them as needed based on regulatory changes.
• Serve as a change agent by providing technical expertise for key compliance reporting projects, offering a comprehensive view of rule coding and identifying any breaches.
• Develop innovative solutions to meet client requirements, including coding within the Compliance Reporting application, while optimizing the existing rule library.
• Maintain and update existing fund rules within the system, adapting solutions to meet the evolving needs of clients in a timely manner.
• Investigate breaches of investment guidelines with investment managers to assist clients in resolving issues, while staying informed about industry practices, product developments, and regulatory changes.
• Take a Lead role in acquiring, managing and retaining meaningful relationships that deliver outstanding experience to our customers

Required qualifications, skills and capabilities

• Degree in related technical area (such as Finance, Mathematics, Economics, Computer Sciences or Business) and experience financial instruments.
• Coding or report writing experience, with logic-based database systems.
• Excellent financial market and instrument knowledge.
• Excellent written and verbal communication.

JPMorgan Chase

JPMorgan Chase & Co. is one of the world's largest financial services firms, active in investment banking, commercial banking, asset and wealth management, and payments.

Its Indian global centres support the firm worldwide in finance, accounting, tax, controllership, risk, operations and technology. Typical roles for CAs and CPAs are product control, financial reporting, tax and regulatory reporting.

• Industry: Banking and financial services
• Headquarters: New York, USA
• In India: Corporate and investment banking in Mumbai; global corporate centres in Mumbai, Bengaluru and Hyderabad