MUFG India | AVP-Testing & Monitoring

Responsibilities

• Ensure compliance for the Bank’s business division(s), product line, and operational system.
• Communicate, coordinate and monitor regulatory compliance policies, systems and procedures, provide relevant and conduct audits/testing.
• Review and monitor efficient and effective compliance programs and functioning systems of internal control under the supervision of Compliance Manager and in coordination with Regional Compliance team.
• Ensure proper, adequate and timely coverage of the compliance testing, and suitable redressal of the findings.
• Support high standards of core compliance framework through the ongoing delivery of an organised and structured Core Compliance Program on monitoring and testing.
• Support first line of defence in developing balanced action plans while ensuring that key compliance risks and regulatory requirements are addressed.
• Engage with the teams to ensure that the risks thus identified are addressed satisfactorily.
• Perform testing on local regulatory guidelines, to ensure strict adherence to the requirements, adequate controls exist.
• Develop and maintain strong stakeholder management with key stakeholders both within MUFG and externally.
• Work in close collaboration with various departments and colleagues located within and outside India, to ensure due compliance of applicable norms.
• Work in close collaboration within the Compliance team to engage and ensure uniform requirements are communicated to the FLOD.
• Engage and collaborate with the teams for ensuring improved understanding of the requirements and promote better adherence and enhanced risk control over the guideline.
• Update the issue tracker, and exercise control over timely and quality addressal of the issues.

Skills & knowledge

• Good stakeholder management skills to collaborate with other departments.
• Strong knowledge of Compliance issue and RBI regulations.
• Strong PC skills (MS Word, Excel, PowerPoint).

MUFG India

MUFG India is an employer hiring in India. In its own words: "三菱UFJフィナンシャル・グループは、高いグループ総合力、国内外で充実したネットワークを有する、総合金融グループです。."

CA Samaaj lists MUFG India's current India openings for finance, accounts, audit and tax professionals, taken from its official careers site (mufgub.wd3.myworkdayjobs.com) and checked regularly to remove closed jobs. Recent roles are based in Bengaluru, Mumbai and New Delhi.