MUFG India | Manager – Core Compliance Testing & Monitoring

Job responsibilities

• The incumbent will be an individual-contributor within the Regional Assurance (Monitoring & Testing) department within the Compliance Office for Asia and will report functionally into the APAC Head of Core Compliance Testing & Monitoring (based in Singapore).
• Responsible for executing assigned Regional Testing and Monitoring activities.
• Lead walkthrough meetings and interviews with business stakeholders to develop understanding of business processes, risks and controls.
• Identify potential risks and controls and assist in developing scope and work programs.
• Evaluate design and operational effectiveness of internal controls and identify control weaknesses.
• Lead formal discussions with business stakeholders throughout the duration of review engagements to communicate status or concerns.
• Prepare workpapers and review reports with documented results that adhere to methodology, applicable standards and regulatory requirements, using appropriate business and technical language.
• Reporting to: APAC Head of Core Compliance Testing & Monitoring
• Generate insightful, meaningful observations that effectively convey significance and impact on risk and/or risk management practices, reporting findings to Business Units Management and ACO Management.
• Document workpapers demonstrating the work was appropriately performed and done to re-performance standards.
• Operate with an innovative and flexible mindset by continuously identifying ways to enhance consistency, efficiency, quality and/or value.
• Deploy use of data analytics and/or user-tools to achieve efficiencies in reviews.

Qualifications

• Minimum 10 years of experience in Compliance Assurance, Internal Audit, Controls testing, of which at least 5 should be in a Banking/Financial Institution.
• Relevant experience in reviewing Investment/Corporate Banking, and Global Markets business is highly desirable.
• Knowledge in banking related regulation/compliance subjects (e.
• Strong analytical and problem-solving skills.
• Employs critical thinking skills to identify pragmatic recommendations within an evolving and increasingly complex regulatory and risk management environment.
• Proficiency in technology as required for assigned areas (MS Office, data analytics, etc.).
• Exhibits effective communication (both verbal and written), negotiation and presentation skills; strong interpersonal skills; and ability to engage with all levels of staff and stakeholders.
• Proficiency in one or more Asian languages (e.
• Data analytics skillsets (e.g., Alteryx and or other programming knowledge) is highly desirable.
• Relevant compliance / accounting certifications (e.
• Ability to travel is required.

MUFG India

MUFG India is an employer hiring in India. In its own words: "三菱UFJフィナンシャル・グループは、高いグループ総合力、国内外で充実したネットワークを有する、総合金融グループです。."

CA Samaaj lists MUFG India's current India openings for finance, accounts, audit and tax professionals, taken from its official careers site (mufgub.wd3.myworkdayjobs.com) and checked regularly to remove closed jobs. Recent roles are based in Bengaluru, Mumbai and New Delhi.