MUFG US | Vice President - Risk and Controls - Global Corporate and Investment Banking

Responsibilities

• We are seeking a Vice President to join our Global Corporate & Investment Banking (GCIB) Business Unit Risk & Control team.
• This role is a critical component of the First Line of Defense and is responsible for leading the end-to-end execution of the RCSA program for assigned business areas.
• The successful candidate will partner closely with business, product, operations, compliance, and risk management stakeholders to help strengthen the overall risk and control environment.
• This individual will contribute to the execution of the business unit's risk management framework, ensuring risks are proactively identified, appropriately assessed, and effectively controlled in alignment with regulatory expectations and organizational risk appetite.
• This role will be eligible for certain discretionary performance-based bonus and/or incentive compensation.
• Partner with business, product, process, and control owners to ensure clear ownership of identified risks, controls, issues, and remediation actions, while reinforcing that risk ownership.
• Partner with and support GCIB teams with ad hoc requests for information and real-time risk management inquiries.
• Act as a subject matter expert for GCIB when collaborating with cross-functional stakeholders, including Compliance, Legal, Operational Risk, Audit, Technology, and Operations teams, to strengthen the overall control environment.
• Responsible for the execution of the Risk & Control Self-Assessment (RCSA) program across GCIB, partnering with senior business leaders, first line teams, and enterprise risk stakeholders to identify, assess, and mitigate operational risks in accordance with the non-financial risk framework.
• Serve as a trusted advisor to business and risk leadership on RCSA program standards, risk governance, control effectiveness, emerging risks, and regulatory expectations, providing credible review and challenge and recommendations where required.
• Leverage and apply knowledge of regulations by embedding its impact and applicability in the RCSA through execution of the compliance engagement model.
• Develop and present clear, decision-oriented risk and control reporting for senior management and governance committees, including material exposures, control weaknesses, residual-risk concerns, emerging risks, overdue actions, and matters requiring escalation.
• Coach junior team members and contributing to team capability development

Qualifications

• 7+ years of experience in risk management, operational risk, controls, audit, corporate and investment banking, or a related financial services function.
• Strong understanding of banking products, operational risk frameworks, and control management principles.
• Strong experience with RCSA process documentation, risk and control assessments, and operational risk frameworks.
• Excellent skills in risk assessment analysis, governance, and reporting; solid understanding of business and financial markets.
• Excellent written and verbal communication skills, including the ability to present technical information effectively to diverse audiences.
• Ability to analyze risk trends and identify indicators of changing risk levels.
• Senior stakeholder management experience and ability to establish rapport, credibility, trust, and respect throughout the organization.
• Demonstrated ability to manage multiple priorities in a fast-paced, highly regulated environment.
• Strong attention to detail, organizational skills, and commitment to delivering high-quality work.
• Ability to work effectively both independently and in collaborative environments.
• Proficiency with risk and control platforms, data visualization, and analytical tools; experience with platforms such as OpenPages, Archer, Power BI, Tableau, or comparable systems is preferred.
• The typical base pay range for this role is between $163K - $209K depending on job-related knowledge, skills, experience and location.
• They are not intended to be construed as an exhaustive list of all responsibilities duties and skills required of personnel so classified.

MUFG US

MUFG US is an employer hiring in India.

Its finance, accounts, audit and tax openings in India are mostly in New York, Tampa, Los Angeles and Irving.