Nomura India
Nomura India | Control Office
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Job Highlights
Responsibilities
- The GMCO Powai team serves as a strategic hub, working in close partnership with Regional GMCO teams to strengthen global supervisory capabilities and drive control excellence.
- Manage and evolve the GM Supervision Framework and tools (dashboards, MI and reporting and key governance).
- Support regional teams with implementation of key aspects of Supervision Framework.
- Coordinate with relevant functions across the organisation to provide required tools and data for Key Risk Indicators (KRI).
- Drive standardization of framework practices across regions.
- Support the review of GM Policies and Procedures.
- Investigation of operational risk and conduct events as required.
- Monitor and analyse control failures and conduct breaches.
- Maintenance of the GM Key Supervisory Controls (KSC).
- Maintain the conduct risk breach log in line with regional requirements.
- Execute User Acceptance Testing for new systems and processes.
- Engage in non-financial risk projects to remediate or mitigate control issues.
- Build and maintain a network with all relevant stakeholders across Global Markets and Corporate functions
Requirements
- Basic understanding of non-financial risk and controls and Supervision domain.
- Conceptual understanding of Investment Banking and Financial market products (Equities, Fixed Income and FX).
- Ability to prioritize high volumes of deliverables and ability to work under pressure.
- Basic project management skills (project definition, planning, risk and issue identification, milestone tracking and summary reporting).
- Intermediate to advanced Microsoft skills (Excel, PowerPoint skills).
- Strong stakeholder engagement and relationship management skills, with ability to operate effectively at all levels across Global Markets and Wholesale division, and adapt to work with diverse stakeholder groups across multiple regions
- Experience: 1-4-years of relevant experience
About the company
Nomura
Nomura is a Japanese financial services group, founded in 1925 and headquartered in Tokyo, with a network spanning around 30 countries and regions. Its business is organised into four divisions: Wealth Management, Investment Management, Wholesale (Global Markets and Investment Banking) and Banking.
In India, Nomura Services India in Powai, Mumbai supports the group's global businesses with teams in financial control and reporting, risk management, operations, research, trading support, compliance, legal and technology. Roles in financial control, product control, regulatory reporting, risk, audit and operations there suit chartered accountants, ACCA and CFA professionals and MBA (Finance) graduates.
