Nomura India
Nomura India | FIN_Fin Mgmt,COO & Chng_AS
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Job Highlights
About the team
The Finance Control & Oversight (Risk and Control) function plays a pivotal role in supporting the management at Nomura by providing independent Quality Assurance services to ensure improvement of Risk environments and strengthening of Controls globally (Japan, AeJ, EMEA & US Regions) both within & outside Finance function.
Responsibilities
- Performing Independent Quality Assurance (QA) services in areas of Balance Sheet Account Verification, Inter Company Trades, End User Computation Files (non -IT supported calculation files).
- Provide Key Control Observations based on operational breaches, KRI / KPIs and control gaps to Finance Division Management.
- Performing Independent Quality Assurance of regulatory report adjustments and regulatory submissions.
- Perform Risk Assessment & Review of End User Computing Applications.
- Monitoring of KRI’s and providing control observations to the senior management.
- Ensure adherence to the firm’s Global Policies & Procedures within Finance division.
- RCSA Controls Testing to ensure design and operational effectiveness of controls.
- Monitoring Finance audit issues and actions.
- Global Coordination and management of the control functions, security, data integrity, and user support on the account verification systems & applications that are owned under the finance umbrella.
- Partnering with various Finance teams, Operational Risk Management & Internal Audit to strengthen/ provide assurance on the operational effectiveness of controls.
- Actively Participate & provide support to various Digital transformation initiatives.
Requirements
- Knowledge of Finance functions in Investment banking. (required).
- Understanding of financial products and accounting. (required).
- Strong Acumen to look for process & control improvements through innovation (required).
- Strong analytical skills and complete understanding of financial statements (required).
- Good Verbal and Written Communication Skills (required).
- Exposure to automation / digital transformation projects in data analysis and visualization space.
- Experience in Operational Risk or Internal Audit or Regulatory QA background will be preferred.
- Analytical and confident personality with good communication skills to interact with senior stakeholders.
- Ability to work with minimal supervision.
- Flexibility / Ability to adapt to change.
- Experience: 0 - 6 years
About the company
Nomura
Nomura is a Japanese financial services group, founded in 1925 and headquartered in Tokyo, with a network spanning around 30 countries and regions. Its business is organised into four divisions: Wealth Management, Investment Management, Wholesale (Global Markets and Investment Banking) and Banking.
In India, Nomura Services India in Powai, Mumbai supports the group's global businesses with teams in financial control and reporting, risk management, operations, research, trading support, compliance, legal and technology. Roles in financial control, product control, regulatory reporting, risk, audit and operations there suit chartered accountants, ACCA and CFA professionals and MBA (Finance) graduates.
