Nomura India
Nomura India | Lead Risk & Control Analyst
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Job Highlights
About the team
The Chief Information Office (CIO) function oversees group-wide technology and our data office. We're aligned to our key businesses across the group and operate enterprise-wide functions for risk management, governance and controls, supply chain and infrastructure. Our purpose is to support Nomura's business strategy and deliver consistent group-wide services based on common operating principles. The CIO Chief Controls Office (CCO) supports the CIO function in setting and enforcing consistent implementation of a risk-based control framework, to manage all CIO owned level 1 risks within current risk appetite.
Responsibilities
- The Lead Issue Management Specialist is a critical role responsible for managing and maturing the CIO Issues Management process.
- This position serves as the primary subject matter expert for all aspects of the issue management lifecycle, encompassing training delivery, stakeholder guidance, query resolution, governance reporting, and monitoring adherence with the Issue Management Lifecycle framework across the CIO organization.
- Serve as the primary owner and gatekeeper of the Issue Management Lifecycle, updating based on key framework component updates or business changes (e.g. risk events, lessons learned and regulatory changes).
- Conduct periodic reviews to assess adherence to the Issue Management Lifecycle across business units, highlighting to the respective CCO stakeholders where non-adherence is identified.
- Develop and maintain supporting procedures and process guides.
- Deliver comprehensive training and provide refresher training to maintain competency and reinforce best practices.
- Produce comprehensive monthly governance reports and analyze issue management trends for senior management and Board-level committees.
- Prepare responses to ad-hoc reporting requests from senior management, regulators, and external auditors.
- Build and maintain strong relationships with issue management stakeholders, partnering with business unit teams to embed effective issue management practices.
- Acts as a catalyst for change and inspires confidence in stakeholders
- Contributes to a culture of continuous business process improvement
Requirements
- Proven track record of establishing or improving issue management programs in a financial services context.
- Relevant risk management and control experience within Investment Banking, Audit, a consulting firm or related industry.
- Experience managing stakeholders across the Three Lines of Defence.
- Good communication skills with strong attention to detail.
- Experience with ServiceNow IRM Issues Management module.
- Familiarity with cyber security, resilience and related domains.
- Technology understanding relevant to the CIO risk agenda.
- Experience operating in a regulated environment
About the company
Nomura
Nomura is a Japanese financial services group, founded in 1925 and headquartered in Tokyo, with a network spanning around 30 countries and regions. Its business is organised into four divisions: Wealth Management, Investment Management, Wholesale (Global Markets and Investment Banking) and Banking.
In India, Nomura Services India in Powai, Mumbai supports the group's global businesses with teams in financial control and reporting, risk management, operations, research, trading support, compliance, legal and technology. Roles in financial control, product control, regulatory reporting, risk, audit and operations there suit chartered accountants, ACCA and CFA professionals and MBA (Finance) graduates.
