Nomura India
Nomura India | Sr. Principal Risk & Control Specialist
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Job Highlights
About the team
The CIO Chief Controls Office (CCO) supports the CIO function in setting and enforcing consistent implementation of a risk-based control framework, to manage all CIO owned level 1 risks within current risk appetite. We support the delivery of the CIO priorities and enable the achievement of Nomura’s strategic ambitions.
Responsibilities
- Lead the implementation of improvements to CIO RCSA processes.
- Establish clear RCSA roles, responsibilities, and accountabilities within the CIO organization.
- Develop comprehensive RCSA procedures aligned with Operational Risk Management (ORM) framework requirements.
- Coordinate and facilitate RCSA workshops and assessment sessions with CIO business units and 2LOD.
- Assess current state gaps and prioritize implementation activities.
- Aggregate RCSA results to identify risk themes and control gaps for reporting to the relevant CIO governance forums.
- Create training materials, user guides, and quick reference documentation.
- Has a strong understanding of RCSA methodologies and best practices in a financial services context.
- Has relevant risk management and control experience within Investment Banking, Audit, a consulting firm, or a related environment/ industry.
- Combines a risk management frameworks skillset with a technical understanding relevant to the CIO risk management agenda - such as Information Technology (IT), Information Security (IS), and/ or Data Management.
- Takes a flexible approach to shape strategic direction, responding positively to feedback, internal and external circumstances.
- Promotes a culture in which the needs and perspectives of a wide range of stakeholders are at the forefront of decision making.
- Acts as a catalyst for change and inspires confidence in stakeholders with the quality and conviction of their work and knowledge.
- Can contribute to a culture that strives to continually improve business processes that impact positively on the business.
- Understands technology – familiarity with cyber security, resilience and related domains preferred.
- Has experience operating in a regulated environment.
- Has experience managing stakeholders across the Three Lines of Defence.
- Has good communication skills with strong attention to detail.
About the company
Nomura
Nomura is a Japanese financial services group, founded in 1925 and headquartered in Tokyo, with a network spanning around 30 countries and regions. Its business is organised into four divisions: Wealth Management, Investment Management, Wholesale (Global Markets and Investment Banking) and Banking.
In India, Nomura Services India in Powai, Mumbai supports the group's global businesses with teams in financial control and reporting, risk management, operations, research, trading support, compliance, legal and technology. Roles in financial control, product control, regulatory reporting, risk, audit and operations there suit chartered accountants, ACCA and CFA professionals and MBA (Finance) graduates.
