Standard Chartered India | AVP, Non-Financial Regulatory Reporting

Responsibilities

• Ensure all complaint & queries on Regulatory Returns are handled effectively and timely.
• Maintain all regulatory circulars/ clarifications received from L & C and Finance where reporting is required by the unit.
• Ensure compliance with the Regulatory Reporting Risk Policy/ Standards and other key Group policies.
• Ensure no failed audits on Regulatory Reporting.
• Ensure no financial penalties/ warnings due to errors / delays on Regulatory Returns.
• Support Operations in enhancing the service levels without compromising Risk/ adherence to service level agreements with the other functions.
• Assist in coordinating, facilitating, and promoting understanding of operational risk and in implementation and management of OR within the assigned unit.
• Manage the Audit & Risk Control Standards associated with Operations.
• Creativity in terms of proactively identifying risk and mitigating same.
• Ensure compliance with the Laws of the land, implement and exercise local/ International banking regulations.
• Update RR Register once the reporting is submitted in the absence of the manager.
• Support the Operations teams in the Country to operate in full compliance with all Country and Group policies as well as local regulatory requirements, through
• Ensuring compliance, implement and exercise of local banking regulatory reporting relating to unit, and build strong relationship with SME and Return owners
• Ongoing review of material internal and external events against current control performance.

Requirements

• Internal negotiation skills and interpersonal skills.
• Knowledge of Ops processes and procedures.
• Knowledge of group policies / Local regulations, controls and procedures.
• Communication, planning, problem solving and organization skills.
• Good behaviour with a good understanding of values of the Group.
• Good experience in Regulatory reporting.
• Good knowledge of group policies / Local regulations, controls, and procedures.
• Good knowledge of Operations processes and procedures.
• Good Internal negotiation skills and interpersonal skills.
• At least 12-15 years’ experience in operations.
• Experience in Ops products
• Advanced Knowledge in Excel

Standard Chartered

Standard Chartered is an international banking group headquartered in London, with a strong focus on Asia, Africa and the Middle East. It was formed in 1969 through the merger of Standard Bank and The Chartered Bank.

Its Indian global business services centres hire finance professionals for financial control, stress testing, regulatory reporting, tax and risk roles.

• Industry: Banking and financial services
• Headquarters: London, UK
• In India: Present in India for over 150 years, with global business services centres in Bengaluru and Chennai