State Street India | Regulatory Reporting, Senior Associate

Responsibilities

• We are seeking a results-driven Regulatory Reporting professional with 5+ years of experience under EMIR, MiFID II, CFTC, SFTR and a strong product knowledge across OTC Derivatives, including Interest Rate, Equity, Commodity, and FX Derivatives, as well as Securities Finance products, including Repo, Reverse Repo, Securities Lending, and Borrowing transactions.
• The ideal candidate will demonstrate subject matter expertise, a strong control mindset, and the ability to work effectively with stakeholders across global teams.
• Perform daily oversight and review of reportable transactions to ensure regulatory reports are submitted accurately, completely, and within prescribed timelines.
• Monitor and manage reporting exceptions, data quality issues, and reconciliation breaks, ensuring timely investigation and resolution.
• Collaborate closely with Business Operations, Compliance, Technology teams, trade repositories, and industry service providers to support accurate and consistent regulatory reporting.
• Support onboarding activities by tracking reporting readiness, identifying potential issues, and responding to stakeholder and client queries.
• Deliver against agreed Service Level Agreements (SLAs) and Key Performance Indicators (KPIs), ensuring high-quality client and regulatory outcomes.
• Maintain a thorough understanding of end-to-end reporting processes and identify opportunities for process enhancements, automation, and risk reduction.
• Investigate and respond to reconciliation discrepancies, reporting exceptions, and client inquiries in a timely and effective manner.
• Escalate material issues, risks, and regulatory breaches to senior management to support informed decision-making and governance.
• Ensure failed or non-STP transactions are appropriately identified, tracked, remediated, and reported where necessary.
• Contribute to the development and maintenance of operating procedures, job aids, and reporting documentation to support operational resilience and knowledge sharing.

Education & preferred qualifications

• Knowledge of any two regulations EMIR, MIFID II, SFTR, and CFTC reporting requirements.
• Excellent communication, documentation, and organizational skills.
• Proven track record of successful project execution.
• Ability to multi-task and work under high pressure deadlines.
• Strong attention to detail and accuracy.
• Ability to work with other departments and represent the team in a positive manner.
• High level of interpersonal skills and integrity.
• In-depth knowledge of key FX derivates, Agency Lending and regulatory reporting regimes, including EMIR, MiFID II, SFTR, CFTC, and other global reporting requirements.
• Solid understanding of trade lifecycles, transaction reporting obligations, and post-trade operational processes across multiple asset classes.
• Experience working with trade repositories, regulatory reporting platforms, reconciliation tools, and industry utilities.
• Excellent communication and stakeholder management skills, with the ability to partner effectively with Operations, Technology, Compliance, and Business teams.
• Ability to reprioritize timely

State Street

State Street Corporation is a US financial services company headquartered in Boston, Massachusetts, with roots that go back to 1792. It is one of the world's largest custody banks and asset servicers: pension funds, mutual funds, insurers and other institutional investors rely on it for custody, fund accounting and fund administration, middle-office and data services, while its investment management arm, known for the SPDR exchange-traded funds, manages money for institutions and individuals.

In India, State Street works mainly through State Street Corporate Services Mumbai Private Limited, with offices in Bengaluru, Hyderabad, Mumbai, Pune, Chennai, Coimbatore, Gurugram, Noida and GIFT City. These teams serve State Street's global clients in fund accounting, NAV calculation, fund administration and financial reporting, reconciliations, transfer agency, regulatory reporting, risk and technology — work that suits B.Com, M.Com, CA, CMA, CFA and MBA (Finance) profiles.

• Industry: Financial services — custody, fund services and investment management
• Headquarters: Boston, Massachusetts, USA
• In India: Offices in Bengaluru, Hyderabad, Mumbai, Pune, Chennai, Coimbatore, Gurugram, Noida and GIFT City (Gandhinagar)