UBS India | AML Surveillance Manager

Responsibilities

• You’ll be working in the AML transaction monitoring team in India (Pune).
• We're responsible for preventing and managing transaction compliance and risk.
• As an AML transaction monitoring specialist, you’ll play an important role in making sure we create an environment where circumventing AML regulations and fraud is difficult to perpetrate and liable to detection at the earliest opportunity in order to protect our clients, assets, and services and reputation of the UBS brand.
• Act as our in-house anti–money laundering transaction monitoring subject-matter expert.
• Identify risks and constructively challenge risks, controls and processes.
• Support ongoing client, regulatory and audit requirements on regular and ad-hoc basis.
• Contribute to risk assessments, management reporting and data analytics.
• Execute routine periodic manual controls in line with the Global MS&C Minimum Control Standards (GMMCS) framework and local regulatory requirements where applicable.

Requirements

• Prior experience in transaction monitoring.
• Good understanding of the Wealth Management / Private Banking industry.
• Hands-on experience using monitoring systems, including Actimize.
• Experience interacting with the middle and front offices to minimize and resolve risks.
• Proficient with MS Office, particularly Excel.
• Proficient in business intelligence, automation or analytics software such as Alteryx, Tableau and Power BI.
• Strong communication and interpersonal skills.
• Meticulous and strong analytical skills.
• Self-motivator and starter who can work independently.

UBS

UBS is a global wealth manager and the leading universal bank in Switzerland, which also provides diversified asset management solutions and focused investment banking capabilities. Headquartered in Zurich, the group is present in more than 50 markets around the world.

In India, UBS employs more than 15,000 people in Mumbai, Pune and Hyderabad. Alongside its client-facing businesses, large Group Functions teams there handle financial accounting and cost controlling, financial and regulatory reporting, capital reporting, treasury, valuations and product control, risk control and compliance for the wider group. UBS also runs India internship programmes for CA, CMA and CS students, and CA, CMA, CFA and MBA (Finance) profiles are common in its finance and risk roles.

• Industry: Global wealth management, banking and asset management
• Headquarters: Zurich, Switzerland (UBS Group AG)
• In India: A team of more than 15,000 people across Mumbai, Pune and Hyderabad, working across wealth management, investment banking, brokerage services and research, and in the group's finance, risk, compliance, operations and technology functions