Wellington Management | Investment Compliance Analyst

Responsibilities

• With over USD $1 trillion in assets under management as of 30 June 2025, we serve as a trusted adviser to institutional clients and mutual fund sponsors in over 60 countries.
• As a private partnership whose sole business is investment management, our long-term views and interests are aligned with those of our clients.
• Reviews Investment Management Agreements, evaluates client guidelines, and maintains the guideline monitoring system, called Sentinel.
• Performs real-time, pre-trade support with investors.
• Resolves post-trade incident exceptions generated from Sentinel.

Requirements

• Candidate must demonstrate a working knowledge of investment types, including equity and fixed income products, and derivative securities.
• Prior experience in guideline monitoring, investment operations or compliance, or an understanding of different regulatory regimes would be advantageous but is not required.
• Candidate should be energetic, self-confident, and have an inquisitive mind.
• Possess strong organizational skills and proven ability to manage assignments with competing priorities.
• Exhibit strong interpersonal and communicative abilities.
• Demonstrated capability to perform both independently and collaboratively.
• Exhibit strong proficiency in computer skills and digital literacy, particularly with Word, Excel, and similar software applications.
• We are dedicated to building and maintaining a diversified workforce and considering a broad array of candidates with a variety of skill, workplace experiences, and backgrounds.

Wellington Management

Wellington Management is an employer hiring in the United States (sector: BFSI / Investments / Insurance).

Its finance, accounts, audit and tax openings in the United States are mostly in Boston.

• Industry: BFSI / Investments / Insurance