BlackRock India | Associate, Regulatory Reporting and Compliance

Responsibilities

• The Regulatory Reporting & Compliance team is responsible for ensuring the accurate, complete, and timely fulfillment of regulatory reporting obligations across multiple jurisdictions.
• The team partners closely with Compliance, Legal, Operations, Technology, Risk, and Business stakeholders to maintain a robust control framework and support evolving regulatory requirements.
• As an Associate, you will play a key role in executing regulatory reporting processes, monitoring reporting quality, performing control activities, driving issue resolution, and supporting strategic initiatives focused on automation, governance, and operational excellence.
• Support end-to-end regulatory reporting processes across applicable regulations and jurisdictions.
• Ensure regulatory submissions are accurate, complete, and delivered within prescribed timelines.
• Perform daily, weekly, and monthly reporting controls and reconciliations.
• Monitor reporting completeness, timeliness, and data quality metrics.
• Investigate reporting exceptions, breaks, acknowledgements (ACKs), rejections (NACKs), and data quality issues.
• Coordinate remediation activities and track issues through closure.
• Execute and enhance regulatory reporting control frameworks.
• Support internal audits, compliance reviews, and regulatory examinations.
• Maintain evidence supporting regulatory reporting obligations and control execution.
• Assist in identifying process risks and implementing preventive and detective controls.
• Perform data analysis to identify trends, anomalies, and process improvement opportunities.
• Support root cause analysis for reporting defects and operational incidents.
• Contribute to automation, efficiency, and control enhancement initiatives.
• Partner with Technology teams to define and test system enhancements.
• Assist with regulatory change implementation and process documentation updates.
• Collaborate with Legal, Compliance, Operations, Technology, Risk, and Business teams on reporting requirements and issue resolution.
• Participate in governance forums and reporting oversight meetings.
• Communicate reporting status, key risks, and remediation progress to stakeholders.
• Support regulatory change management efforts and business readiness activities.
• Maintain process documentation, operating procedures, and control inventories.
• Support management information (MI), KPIs, KRIs, and governance reporting.
• Ensure procedures remain aligned with regulatory requirements and operational practices.

Requirements

• 2-5 years of experience in Regulatory Reporting, Operations, Compliance, Risk Management, Financial Services, or a related function.
• Strong analytical and problem-solving skills.
• Excellent attention to detail and control-oriented mindset.
• Strong written and verbal communication skills.
• Proficiency in Microsoft Excel, Power Point, and other MS Office applications.
• Ability to manage multiple priorities in a fast-paced environment.
• Knowledge of regulatory reporting regimes such as EMIR, UK EMIR, MiFIR, SFTR, CFTC, ASIC, MAS, or similar frameworks.
• Experience with trade lifecycle processes and transaction reporting.
• Familiarity with SQL, Python, Alteryx, Power BI, or data analytics tools.
• Experience working with control frameworks, reconciliations, and data quality processes.
• Understanding of regulatory governance and compliance requirements.
• Effective issue investigation and remediation.
• Strong audit and compliance outcomes.
• Bachelor's degree in Finance, Accounting, Economics, Business, Information Systems, or a related field.

BlackRock

BlackRock is a global investment management firm founded in 1988. It is known for its iShares exchange-traded funds and its Aladdin investment and risk-management platform.

BlackRock's Indian offices support investment, operations, finance and technology teams worldwide. Typical finance roles are fund accounting, cash management, reconciliations, financial reporting and controls.

• Industry: Investment management
• Headquarters: New York, USA
• In India: Offices in Gurugram and Mumbai