JPMorgan Chase India | Compliance and Ops Risk Test Specialist

Responsibilities

• This role is instrumental in identifying and mitigating risk by assessing the control environment, identifying gaps, and supporting remediation.
• As a Compliance and Operations Risk Test Specialist within compliance and operational risk testing, you will assess the control environment to identify gaps and support remediation to mitigate risk.
• You will execute testing with precision and accountability, producing clear documentation that supports conclusions.
• You will collaborate with process and control owners and cross-functional teams to complete walkthroughs, gather evidence, and report results in a timely manner.
• You will execute testing with precision and accountability to deliver high-quality outcomes aligned to the firm’s highest risks.
• You will apply analytical thinking and problem-solving skills to break down complex objectives into manageable tasks and activities.
• You will contribute to a cohesive and efficient testing framework through strong documentation, collaboration, and continuous improvement of testing methods.
• Collaborate with process and control owners and cross-functional teams on the testing schedule; obtain walkthroughs of processes; document process changes; gather evidence; analyze potential issues; and facilitate timely reporting.
• Partner with control owners to support issue validation, action plan quality, and closure discipline, ensuring remediation aligns with risk acceptance and compliance expectations.
• Lead walkthroughs and other meetings with business owners, fostering collaboration across engagements with minimal oversight.
• Execute testing processes with precision and accountability to assess the control environment, identify gaps, and prepare robust documentation including process documents, process flows, and overview documents that support testing conclusions.
• Propose and implement improvements to current testing methods, contributing to the efficiency and effectiveness of risk management.

Requirements

• Bachelor’s degree in business, finance, or a related field, or equivalent work experience; minimum of 2 years of experience in controls testing, audit, or operational risk management within a risk and control environment.
• Demonstrated proficiency in advanced analytical thinking and problem-solving, including analyzing large data sets to identify exceptions or patterns and evaluating key information.
• Proven ability to build strong partnerships with key stakeholders and collaborate with business and functional experts to recognize risks and gaps.
• Excellent organizational and time management skills, with the ability to remain flexible and productive through shifting priorities and deadlines.
• Excellent written and verbal communication skills, with the ability to influence business leaders in a meaningful and actionable manner.
• Demonstrated expertise in Microsoft Office applications, with advanced skills in Excel, Word, and PowerPoint.
• Professional qualifications such as Chartered Accountant (CA), Certified Public Accountant (CPA), Master of Business Administration (MBA) in Finance, or Certified Internal Auditor (CIA).
• Audit and control testing background and experience.
• Comfortable using intelligent solutions such as Alteryx and Tableau to support testing activities or metrics reporting.
• Ability to innovate, challenge the status quo, and identify automation opportunities.

JPMorgan Chase

JPMorgan Chase & Co. is one of the world's largest financial services firms, active in investment banking, commercial banking, asset and wealth management, and payments.

Its Indian global centres support the firm worldwide in finance, accounting, tax, controllership, risk, operations and technology. Typical roles for CAs and CPAs are product control, financial reporting, tax and regulatory reporting.

• Industry: Banking and financial services
• Headquarters: New York, USA
• In India: Corporate and investment banking in Mumbai; global corporate centres in Mumbai, Bengaluru and Hyderabad