Goldman Sachs India | Compliance - Business Unit Compliance-Associate - Hyderabad

Principal responsibilities

• It is the role of Compliance to make sure every employee and client of the firm upholds that principle.
• The Core Compliance is part of the team which provides Compliance coverage to The Core Divisions, EO, and Engineering divisions within the firm.
• Compliance enables the firm to conduct business with confidence in extremely complex global markets.
• Monitoring for compliance with firm policies, including the identification and investigation of conduct related issues.
• Preparing reports relating to conduct and non-conduct metrics for supervisory meetings.
• Identify and effectively escalate potential issues to the appropriate person/s.
• Communicate findings to compliance colleagues and suggest potential corrective actions to address issues.
• Complying with internal controls, policies and procedures and regularly reviewing and updating procedures and training documentation.
• Seeking and implementing automated solutions (for manual processes and anticipated future requirements)
• Leverage strong communication and relationship-building skills in frequent interaction with other areas of the firm and professionals across the globe

Experience/skills

• Able to grasp new concepts quickly and work in a team environment.
• Excellent interpersonal and communication (written and verbal) skills.
• Self-starter, inquisitive, enthusiastic with a strong analytical mind-set.
• Ability to handle multiple projects, deadlines, personalities, and broad-based coverage.
• Ability to work in a fast-paced, team-oriented environment.
• Effective problem solver, attention to detail and ability to work to tight deadlines under pressure.
• Knowledge and understanding of Excel, PowerPoint, Word, and adaptability to other software products.
• Knowledge of BI tools like Alteryx and Tableau would be an advantage but not mandatory.

Goldman Sachs

Goldman Sachs is a global investment banking, securities and asset and wealth management firm, founded in New York in 1869.

Its Indian offices work on engineering, operations, finance, risk and other global functions. Finance professionals typically join controllers, tax, treasury, loan operations and risk teams.

• Industry: Investment banking, securities and asset & wealth management
• Headquarters: New York, USA
• In India: Offices in Bengaluru, Hyderabad and Mumbai