Invesco India | Senior Compliance Analyst

Responsibilities

• This position would be part of Center of Excellence (CoE) for Investment Compliance and provide necessary assistance to Global Investment Compliance (IC) function from Hyderabad office.
• This role would support EMEA Region, in accordance with relevant regulations (like: UCITS, FCA, COLL, etc.) and fund-specific investment restrictions as contained in the prospectus or investment management agreement.
• This role requires applicable IC related skills (experience in rule coding, rule testing, post trade monitoring and allied reporting) to be effective.
• Perform daily reviews of portfolio transactions and monitor compliance investment restrictions applicable to holdings and transactions.
• Analyze complex compliance exceptions, document review rationale, and prepare supporting evidence to demonstrate that appropriate processes and controls meet applicable regulatory requirements.
• Maintain the Compliance Block facility, ensuring that relevant systems are updated to accurately reflect the current block position.
• Review relevant processes and procedures, identify control gaps or inefficiencies, and support practical process improvements and standardization.
• Perform daily manual monitoring activities outside the OMS and complete required compliance list updates in the OMS.
• Collaborate with Regional Compliance teams to assess, document, monitor, report, develop, coordinate, and implement compliance monitoring activities, ongoing testing, and related controls.
• Support compliance-related projects, system changes, account onboarding, user acceptance testing (UAT), and other related responsibilities.
• Perform daily monitoring of overdrawn funds by comparing cash reports received from the Reconciliation team with CRD reports and notify relevant teams for timely resolution.
• Perform quality checks and provide guidance to analysts and new team members as required.

Experience you bring

• Total work experience of 4-6 years required including relevant work experience from asset management industry preferably with an investment advisor or mutual fund group in Compliance or regulatory environment.
• The candidate should have demonstrated experience in independently handling investment compliance monitoring, complex breach analysis, rule coding or testing and stakeholder queries.
• Strong knowledge of and experience with Equity/Fixed Income/ETF Products required, including UCITS Funds, Institutional Products and 40 Act Funds.
• Knowledge of securities regulation as it relates to operations within advisor compliance programs is required.
• Experience in complex investment guideline interpretation and automated compliance monitoring is preferred.
• Experience with regulatory environments such as SEC, ERISA, CSSF and FCA is required.
• Working knowledge of control documentation, operational risk management and audit support would be advantageous.

Invesco India

Invesco India is an employer hiring in India (sector: BFSI / Investments / Insurance). In its own words: "Invesco Mutual Fund offers equity, debt, hybrid & ETF schemes tailored to your goals."

CA Samaaj lists Invesco India's current India openings for finance, accounts, audit and tax professionals, taken from its official careers site (invesco.wd1.myworkdayjobs.com) and checked regularly to remove closed jobs. Recent roles are based in Hyderabad.

• Industry: BFSI / Investments / Insurance