Jupiter Asset Management | Interim Portfolio Compliance Guidelines Analyst (6 month FTC)

Key responsibilities

• The role is within the Investment Compliance team reporting to The Head of Investment Compliance. .
• You will be joining a team who are responsible for the provision of advice and oversight of the Investment Management Function.
• The team acts as part of the second line of defence for the business, ensuring that the Investment Management Function conducts their activities in accordance with Jupiter’s compliance framework and that Funds are managed as prescribed in their Prospectus or IMA documents and in adherence with the relevant Directives.
• This role is subject to the Conduct Rules set by the FCA.
• Reviewing draft IMA documentation to identify guidelines that require coding; equally identifying those that cannot be coded for discussion with relevant business areas.
• Managing compliance breaches efficiently to closure, ensuring accurate maintenance of records to support submissions and queries raised by internal and external stakeholders (Clients, Depositories, Auditors).
• Maintaining a good relationship with Front Office and the wider business.
• Overseeing and advising on adherence to application regulations including UCITS and NURS requirements.
• Collaborating with Fund Managers, Dealers, Legal Team, Client RMs and the wider Risk and Compliance function to successfully manage identified risks, breaches and enhance mitigating controls.
• Assisting the wider Compliance team where appropriate.
• Consulting with front office on appropriate investment compliance and operational considerations impacting asset allocation, concentration and risk management.
• Keeping abreast of regulatory developments and assessing any impact on Investment Management activities.

Requirements

• Strong experience in Asset Management.
• Working knowledge of all the asset classes.
• In-depth knowledge of UCITS/NURS AIFMD Regulations applicable to Investment Management activities (ie diversification and spread rules).
• Experience in UK Authorised Funds, Irish ICVCs and Luxembourg SICAVs.
• Solid verbal and written communication skills.
• Ability to articulate complex matters into simple terms.
• Ability to influence people and negotiate with stakeholders.
• Ability to confidently engage with all levels/senior management.
• Team player who is self-sufficient and does not need micro managing.
• Ability to work under pressure with tight deadlines.
• Experience within guideline monitoring and coding.

Jupiter Asset Management

Jupiter Asset Management is an employer hiring in India (sector: BFSI / Investments / Insurance).

Its finance, accounts, audit and tax openings in India are mostly in London.

• Industry: BFSI / Investments / Insurance